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Adler Group S.A.: Veröffentlichung gemäß Artikel 11(6) des luxemburgischen Transparenzgesetzes mit dem Ziel der europaweiten Verbreitung
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DGAP Stimmrechtsmitteilung: Adler Group S.A.
Adler Group S.A.: Veröffentlichung gemäß Artikel 11(6) des luxemburgischen
Transparenzgesetzes mit dem Ziel der europaweiten Verbreitung
07.01.2022 / 17:50
Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein
Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.
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ANNEX A: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
(to be sent to the relevant
issuer and to the CSSF)i
1. Identity of the issuer or
the underlying issuer of
existing shares to which voting
rights are attachedii:
ADLER Group S.A. 1B Heienhaff,
L-1736 Senningerberg,
Luxembourg; LEI:
391200OYYFJ3DWAMEC69
2. Reason for the notification
(please tick the appropriate
box or boxes): X An acquisition
or disposal of voting rights An
acquisition or disposal of
financial instruments An event
changing the breakdown of
voting rights Other (please
specify)iii:
3. Details of person subject to
the notification obligationiv:
Name: Gerda Caner City and
country of
registered
office (if
applicable):
Monte Carlo,
Monaco
4. Full name of shareholder(s)
(if different from 3.)v:
5. Date on which the threshold 30/1-
was crossed or reachedvi: 2/20-
21
6. Total positions of person(s)
subject to the notification
obligation:
% of % of voting To- Total
voting rights tal number of
rights through of voting
atta- financial both rights of
ched to instruments in % issuervii
shares (total of (7.A
(total 7.B.1 + +
of 7.A) 7.B.2) 7.B)
Resulting situation on the date 7.44 % % 7.44 8,740,804
on which threshold was crossed %
or reached
Position of previous % % % /
notification (if applicable)
7.
Notified
details
of the
resul-
ting
situati-
on on
the date
on which
the
thres-
hold was
crossed
or
reached-
viii:
A:
Voting
rights
attached
to
shares
Class/ty- Number of % of
pe of voting voting
shares rightsix rights
ISIN
code (if
possible-
)
Direct Indi- Direct Indi-
(Art. 8 rect (Art. 8 rect
of the (Art. of the (Art.
Transpa- 9 of Transpa- 9 of
rency the rency the
Law) Trans- Law) Trans-
paren- paren-
cy cy
Law) Law)
LU125015- 8,740,804 % 7.44
4413 %
% %
% %
SUBTOTAL 8,740,804 7.44 % A (Direct & Indirect- ) B 1: Financi- al Instru- ments accor- ding to Art. 12(1)(a) of the Transpa- rency Law
Type of Expi- Exer- Number %
financi- rati- ci- of of
al on se/ voting vo-
instru- datex Con- rights ti-
ment ver- that ng
sion may be ri-
Peri- acqui- gh-
odxi red if ts
the
instru-
ment
is
exerci-
sed/
conver-
ted.
%
%
%
SUBT- %
OTAL
B.1
B 2:
Financi-
al
Instru-
ments
with
similar
economic
effect
accor-
ding to
Art.
12(1)(b)
of the
Transpa-
rency
Law
Type of Ex- Exer- Phy- Num- %
financi- pi- ci- si- ber of
al ra- se/ cal of vo-
instru- ti- Con- or vo- ti-
ment on ver- cash tin- ng
da- sion sett- g ri-
te- Peri- le- rig- gh-
x odxi ment- hts ts
xii
%
%
%
SUBT- %
OTAL
B.2
8. Information in relation to
the person subject to the
notification obligation:
(please tick the applicable
box) Person subject to the
notification obligation is
not controlled by any natural
person or legal entity and
does not control any other
undertaking(s) holding
directly or indirectly an
interest in the (underlying)
issuer.xiii X Full chain of
controlled undertakings
through which the voting
rights and/or the financial
instruments are effectively
held starting with the
ultimate controlling natural
person or legal entityxiv
(please provide a separate
organisational chart in case
of a complex structure):
No. N- % of % of voting To- Directly
a- voting rights tal control-
m- rights through of led by
e- held by financial both (use
x- ultimate instruments number(s)
v control- held by from 1st
ling ultimate column)
person or controlling
entity or person or
held entity or
directly held
by any directly by
subsidia- any
ry if it subsidiary
equals or if it
is higher equals or
than the is higher
notifia- than the
ble notifiable
threshold threshold
1 G- 7.44 % 7.44
e- %
r-
d-
a
C-
a-
n-
e-
r
2
3
4
5
9. In case of proxy voting:
The proxy holder named will
cease to hold % and number of
voting rights as of .
10. Additional
informationxvi:
Done at Berlin On 06.01.2022
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 9 (b) to (h) of the Transparency Law;
or (c) the holder of financial instruments referred to in Article 12(1) of
the Transparency Law.
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
9 of the Transparency Law, the following list is provided as indication of
the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 9 of that Law, the
natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or
legal entity who is transferring temporarily for consideration the voting
rights;
- in the circumstances foreseen in letter (c) of Article 9 of that Law, the
natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral
under these conditions;
- in the circumstances foreseen in letter (d) of Article 9 of that Law, the
natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 9 of that Law, the
controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Article 8, under letters (a)
to (d) of Article 9 of that Law or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 9 of that Law, the
deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in letter (g) of Article 9 of that Law, the
natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 9 of that Law, the
proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion (e.g. management
companies).
v Applicable in the cases provided for in Article 9 (b) to (h) of the
Transparency Law. This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to in Article 9
of that Law unless the percentage of voting rights held by the shareholder
is lower than the 5% threshold for the disclosure of voting rights holdings
(e.g. identification of funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the 5% threshold, please note that it
is not necessary to disclose the extent of the holding, only that the new
holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect holding', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta- adjusted basis (Article 12(2) of the
Transparency Law).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity also has to be presented in the
cases in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only then the
market always gets the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.). Numbers shall be attributed to all persons or entities
within the group in column 1 in order to allow a clear indication of the
control structure in column 6. The names of all undertakings of the control
chain shall be provided in column 2, even if the number of the directly held
voting rights and/or financial instruments is not equal or higher than the
notifiable threshold. Columns 3 & 4 shall indicate the holdings of those
persons or entities directly holding the voting rights and/or financial
instruments if the holding is equal or higher than the notifiable threshold.
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.
xvi Example: Correction of a previous notification.
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Sprache: Deutsch
Unternehmen: Adler Group S.A.
1B Heienhaff
1736 Senningerberg
Luxemburg
Internet: www.adler-group.com
Ende der Mitteilung DGAP News-Service
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1266339 07.01.2022
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